8 дней назад
Investment Operations Securities Specialist Senior
25 - 41$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Investment Operations Securities Specialist Senior (Trust Securities Operations): Processing and reconciling investment transactions for trust accounts, including corporate actions, mutual fund trades, securities settlements, asset transfers, and trade-related wire transfers with an accent on securities operations, risk control, and transaction accuracy. Focus on resolving failed trades and discrepancies, maintaining negotiability of physical assets, coordinating instructions across account officers, brokers, investment managers, and operational teams, and supporting dual-custody vault procedures.
Location: In office at 555 South Flower Street, Los Angeles, California, US 90071
Starting base salary: $25.93–$41.43 per hour, plus eligibility for bonus and/or commissions.
Company
is a financial services company founded in 1954 and a subsidiary of Royal Bank of Canada.
What you will do
- Act as a liaison with SEI Private Trust Company and internal departments for DDA sweeps, notes and liabilities, corporate actions, mutual fund trades, trust settlements, and asset transfers.
- Review and process corporate actions and reorganizations, including tender offers, mergers, acquisitions, conversions, redemptions, stock splits, stock dividends, and litigation-related events.
- Resolve mutual fund transaction discrepancies, coordinate securities settlements, and work with brokers to resolve failed trades.
- Process trade-related wires, prepare trust accounting entries, and reconcile investment transaction and account information.
- Maintain securities transfer documentation, prepare transmittal letters for physical assets, and manage the non-officer portion of the dual-custody vault program.
- Provide consultative support, verify client eligibility and record accuracy, manage operational risk, and provide backup for related functions.
Requirements
- At least 2 years of banking operations experience.
- At least 2 years of experience with banking procedures, practices, and regulations.
- At least 2 years of experience with Microsoft Word and Excel.
- Thorough understanding of procedures, practices, and regulations governing trust-securities operations.
- Ability to interpret investment-related documents, communicate effectively in difficult situations, manage high work volume, and maintain accuracy across multiple tasks.
- Ability to report to the designated City National office in Los Angeles is required.
Nice to have
- Experience with securities, preferably trust securities.
- Bachelor's degree or equivalent.
Culture & Benefits
- Medical, dental, and vision coverage available from the first day of the month following the start date.
- 401(k) company matching contribution.
- Tuition reimbursement and internal upskilling and training resources.
- Vacation, sick, and volunteer time.
- Health and family planning benefits, including fertility and specialized support programs.
- Career mobility support and colleague resource groups.
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