13 часов назад
Compliance Analyst, APAC (Asset Management)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Analyst, APAC (Asset Management): Supporting regulatory compliance arrangements for the Japan business with an accent on risk assessment, compliance monitoring, regulatory advice, and local policy development. Focus on conducting control testing, preparing regulatory filings, delivering local compliance training, and applying AI and automation to compliance processes.
Location: Tokyo, Japan; hybrid schedule with office work 4 days per week and remote work 1 day per week
Company
is a private partnership providing investment management solutions across global capital markets for institutional clients in more than 60 countries.
What you will do
- Support regulatory risk assessments, compliance testing and monitoring, and third-party internal control reviews.
- Advise client-facing and marketing teams on sales and marketing compliance and review marketing materials.
- Provide day-to-day compliance guidance to business functions and resolve compliance issues.
- Draft and update local policies and procedures in line with Japanese requirements and global controls.
- Design and deliver training covering additional local regulatory requirements.
- Complete regular and ad hoc regulatory filings and surveys, including FSA, IMAJ, and T2FIFA submissions.
Requirements
- 8–10 years of experience in the financial industry, including at least 5 years in compliance.
- Good English language skills.
- Strong ethics, professional judgment, analytical ability, and attention to detail.
- Ability to work independently and collaboratively with the Tokyo Compliance Officer and APAC Compliance team.
- Technology awareness and ability to adopt emerging technologies, including AI and automation.
Nice to have
- Experience in the asset management business.
- ITM experience.
- JSDA internal control manager qualification.
- Creative problem-solving skills and intellectual curiosity.
Culture & Benefits
- Collaborative culture that encourages independent thought and healthy debate.
- Work within a global Legal and Compliance function and APAC Compliance team.
- Flexible hybrid arrangement with one remote workday per week.
- Equal opportunity workplace with accommodations available for candidates with disabilities.
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