5 дней назад
Supervisory Branch Operations Manager (Finance)
9 167 - 10 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Supervisory Branch Operations Manager (Finance): Coordinating branch operations and support staff for Financial Advisors with an accent on compliance, securities industry regulations, and operational efficiency. Focus on managing branch personnel, overseeing cashiering functions, and ensuring adherence to company and industry policies.
Location: On-site in Pasadena, CA
Salary: $110,000 - $120,000 annually
Company
is a financial services firm specializing in wealth management and securities.
What you will do
- Coordinate work activities of branch support staff to ensure efficient and effective branch operations.
- Manage compliance with securities industry rules, company policies, and Human Capital guidelines.
- Oversee cashiering functions, payroll time entries, and new account processing.
- Partner with Branch Managers to hire, train, and manage support personnel.
- Facilitate the transition of new Financial Advisors and the opening of satellite offices.
- Manage office expenses, annual budgeting, and advertising approvals.
Requirements
- Must have applicable industry exams: Series 7, 65 or 66, 24, 9 and/or 10.
- Prior supervisory experience in the securities industry.
- Thorough knowledge of accounting principles and securities regulations.
- Strong interpersonal and professional communication skills.
- Proficiency in Microsoft Word, Excel, and Outlook.
Culture & Benefits
- Medical, Dental, and Vision insurance.
- Company 401(k) and ESOP contributions.
- Generous sick, vacation, and maternity/parental leave.
- Tuition reimbursement with a $15,000 lifetime cap.
- Professional development opportunities and discounted personal insurance.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
7 дней назад
Business Operations Manager (Finance)
11 667 - 15 000$
12 часов назад
Portfolio Administrator
60 000 - 70 000$
7 дней назад
Internal Finance Engineer (Fintech)
10 833 - 14 167$
6 дней назад
Financial Analyst (DoD)
8 250 - 12 000$
7 часов назад
Finance Operations
2 дня назад
Legal Entity Controller (Finance)
85 000 - 140 000$