Senior Regulatory Compliance Specialist
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Senior Regulatory Compliance Specialist (Asset Servicing): Conduct detailed regulatory analysis of new and existing products, services, and activities to determine regulatory characterization and applicable frameworks with an accent on EU financial regulations and cross-jurisdictional licensing requirements. Focus on assessing inherent risks, designing control frameworks, and providing guidance to business teams on operating models.
Location: Dublin, Ireland
Company
provides asset servicing solutions to the global investment management industry, leveraging MUFG's $2.8 trillion in assets.
What you will do
- Conduct regulatory analysis of products, services, and activities across jurisdictions including EU and APAC.
- Assess licensing requirements and regulatory obligations for market entry and operations.
- Interpret financial services regulations governing asset servicing, custody, and fund administration.
- Design and implement control frameworks to mitigate regulatory risks.
- Develop regulatory risk assessments, controls matrices, and compliance frameworks.
- Provide guidance to product and business teams during development and support regulatory applications.
Requirements
- Bachelor’s degree in Law, Finance, Economics, or related field (advanced degree or legal qualification preferred).
- Significant experience in regulatory compliance or legal function in financial services, focusing on asset servicing (custody, fund administration).
- Deep knowledge of EU regulations (UCITS, AIFMD, MiFID II, CSDR, EMIR) and global regimes.
- Experience across multiple jurisdictions and cross-border distribution frameworks.
- Proficiency in interpreting complex regulations and designing control frameworks.
- Strong risk assessment skills and ability to manage multiple projects.
Culture & Benefits
- Continuous learning and development opportunities.
- Collaborative team environment.
- Promotion of work-life integration.
- Exposure to diverse work in a global network of offices.
- Inclusive workplace rewarding contributions.
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