8 дней назад
Broker-Dealer Operations Specialist (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Broker-Dealer Operations Specialist (Fintech): Managing Japanese equity back-office operations, including settlement, cash and position reconciliation, customer accounts, corporate actions, and regulatory reporting with an accent on operational accuracy, Japanese market requirements, and coordination with external stakeholders. Focus on establishing reliable control frameworks, resolving trade discrepancies, and improving processes across local and global teams.
Location: Japan; hybrid arrangement with in-office attendance required approximately three times per week for system access
Company
is a US-headquartered fintech company providing brokerage infrastructure and operational services to financial institutions worldwide.
What you will do
- Manage end-to-end back-office operations for Japanese equity trading, including post-trade processing, clearing, settlement, securities and funds delivery, deposits, withdrawals, and reconciliations.
- Manage customer account opening and ongoing account administration.
- Oversee segregation of customer assets and prepare or review statutory books, customer statements, and regulatory reports.
- Process corporate actions such as dividends, stock splits, and shareholder benefits, including related tax and withholding operations.
- Coordinate with counterparties, custodians, clearing and settlement institutions, and other external stakeholders.
- Handle operational exceptions and trade discrepancies while improving procedures, processes, and internal control frameworks.
Requirements
- At least three years of hands-on Japanese equity back-office experience at a securities firm.
- Practical knowledge of post-trade processing, clearing and settlement, cash and position management, securities accounting, customer accounts, customer asset segregation, and corporate actions.
- Understanding of the Japanese securities market and its clearing and settlement framework, including JASDEC.
- Experience with or knowledge of statutory books, records, and regulatory reporting.
- Business-level Japanese and English required, including email and chat communication, document review, and participation in meetings.
- Ability to manage multiple responsibilities accurately, take initiative, and collaborate with relevant stakeholders.
Nice to have
- JSDA Internal Control Manager qualification.
- Knowledge of NISA, specified brokerage accounts, and Japan-specific tax regimes.
- Middle- or back-office experience with Japanese and foreign equities.
- Experience launching services or establishing and improving operational frameworks.
- Startup experience or experience improving operational efficiency through system changes.
Culture & Benefits
- Full-time employee position in a fast-paced startup environment.
- Collaboration with globally distributed teams, including teams in the United States and Japan.
- Competitive salary and stock options.
- Health benefits.
- One-time USD $500 home-office setup allowance and a USD $150 monthly stipend via a Brex Card.
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