17 дней назад
Trade Surveillance Analyst (Financial Markets)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Trade Surveillance Analyst (Financial Markets): Operating and improving a trade surveillance programme across multiple asset classes with an accent on market abuse detection, alert investigation, control design, and regulatory reporting. Focus on calibrating surveillance scenarios, automating monitoring across large datasets, implementing AI-assisted compliance workflows, and diagnosing complex data and control issues.
Location: London, England, United Kingdom
Company
is a global multi-manager hedge fund investing across quantitative, tactical, fundamental equity, and discretionary macro and fixed-income strategies.
What you will do
- Operate the trade surveillance programme end to end, triaging and documenting alerts across asset classes and escalating potential market abuse.
- Monitor, analyze, and report on market manipulation, insider trading, position disclosures, position limits, and post-trade control exceptions.
- Improve surveillance coverage by calibrating thresholds, reducing false positives, closing coverage gaps, and designing control enhancements.
- Act as the compliance interface for trading and surveillance systems, specifying system changes and investigating how data generates alerts.
- Implement process improvements and automation across large, multi-system datasets, including AI-assisted compliance workflows.
- Manage stakeholders across Compliance, Compliance Technology, Trading, Investment, Operations, Legal, and regional teams; support regulatory and issuer responses.
Requirements
- Bachelor’s degree in Finance, Economics, Computer Science, or a related field.
- 3+ years of trade surveillance experience covering market abuse typologies across multiple asset classes.
- Strong knowledge of global financial regulations, compliance requirements, and financial products including equities, equity derivatives, and fixed income.
- Experience with an established trade surveillance platform, including alert generation, data sourcing, configuration, and programme ownership beyond alert triage.
- Strong Excel skills, experience managing large datasets, meticulous attention to detail, and strong written and verbal communication.
- Willingness to work flexible hours to cover global markets and ability to diagnose issues independently in a fast-paced environment.
Nice to have
- Query or scripting experience with SQL or Python for monitoring or reporting.
- Familiarity with AI tools and their application in business settings.
- Professional certifications such as CAMS, CFE, or ACAMS.
- Experience with statistics, data analytics, visualization tools, global financial institutions, or regulatory bodies.
Culture & Benefits
- Collaborative, teamwork-oriented environment with opportunities to share ideas at all levels.
- Learning and educational offerings that support continuous development.
- Opportunities to innovate, pursue ambitious goals, and make an impact.
- Internal networks, external partnerships, and service initiatives supporting inclusion and community.
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