4 часа назад
Sr. Audit Manager - Wealth Management
99 000 - 176 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Sr. Audit Manager - Wealth Management (Banking/Risk): Leading complex internal audits and continuous monitoring across wealth management businesses with an accent on risk assessment, regulatory compliance, data analytics, and team leadership. Focus on evaluating controls, designing audit programs, communicating findings to senior management and board committees, and mentoring audit professionals.
Location: In office at 350 S Grand Ave, Los Angeles, California; Jersey City, New Jersey; or Charlotte, North Carolina, United States.
Salary: $99,000–$176,000 per year, plus eligibility for bonus and/or commissions.
Company
is a financial services institution and subsidiary of Royal Bank of Canada, providing banking and wealth management services.
What you will do
- Lead complex, risk-based Wealth Management audits from planning through reporting.
- Assess operational, credit, liquidity, market, compliance, strategic, technology, fraud, information security, and privacy risks.
- Design audit programs, review testing, analyze results, and communicate findings to senior management and board committees.
- Manage audit resources, budgets, engagement timelines, continuous monitoring, and follow-up on management action plans.
- Lead and coach audit professionals, provide training, participate in hiring, and support audit transformation initiatives.
- Use analytics, automation, artificial intelligence, Excel, data visualization, and reporting tools to improve audit effectiveness.
Requirements
- Bachelor's degree or equivalent.
- At least 7 years of internal audit experience in banking, financial services, or public accounting.
- At least 3 years of experience managing direct reports and developing people.
- One of the following certifications: CTCP, CFIRS, CPA, CIA, CISA, CFA, or CAMS.
- Strong knowledge of internal auditing standards, COSO, internal controls, banking regulations, and operational, market, credit, and liquidity risk.
- Experience with integrated business audits, technology auditors, agile audit practices, mentoring, and data visualization tools such as Tableau or Alteryx.
Nice to have
- Knowledge of the Investment Advisers Act, Investment Company Act, Reg 9, ERISA, Securities Acts, FINRA requirements, MSRB Rules, and the Dodd-Frank Act, including the Volcker Rule.
- Knowledge of capital markets products and wealth management activities.
Culture & Benefits
- In-office work within a collaborative, team-based environment.
- Medical, dental, and vision coverage available from the first month following the start date.
- Company-matched 401(k) contributions.
- Vacation, sick, and volunteer time benefits.
- Tuition reimbursement, internal training, career mobility support, and specialized health and family planning benefits.
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