Internal Audit Manager IT Risk and CASS (Fintech)

Internal Audit Manager IT Risk and CASS

Company

FNZ

Conditions

3 days ago

Skills

Candidate Availability

Required and preferred rules are kept separate and reflect the wording in the original posting.

About the Role

You will develop risk-based audit plans and deliver independent audits across business processes and technology domains. You will assess controls, conduct fieldwork, document findings, prepare reports for senior governance bodies, validate corrective actions, supervise auditors, advise stakeholders, and provide assurance over CASS and technology risks.

Requirements

• Strong knowledge of FCA CASS rules including CASS 6 7 8 and 10
• Ability to apply UK CASS requirements across securities and custody models
• Hands-on experience with ICMR ECMR custody reconciliations and segregation calculations
• Experience auditing CASS controls and assessing design and operating effectiveness
• Ability to deliver risk-based CASS audit coverage
• Experience with CASS governance MI and breach escalation
• Experience in UK-regulated financial services
• Strong understanding of IT General Controls
• Experience auditing cloud-based platforms
• Knowledge of cybersecurity frameworks such as NIST and ISO 27001
• Experience developing and delivering financial services audit plans
• Experience coaching and developing junior staff
• Experience in asset management is advantageous
• Experience in a fintech environment is advantageous
• Understanding of data analytics
• Knowledge of relevant local financial services legislation
• Strong persuasive oral and written communication
• Bachelor's degree in cyber information technology computer science or a related field
• Master's degree or MBA is advantageous
• ACCA CIMA CA CISA CISM CISSP or CIA certification is desirable
• Knowledge of cybersecurity information security cloud computing network infrastructure application development SDLC data management governance and IT risk frameworks

Responsibilities

• Apply internal auditing standards and industry best practices
• Assess business and technology risks and controls
• Challenge management to improve governance risk management and internal controls
• Develop and implement risk-based audit plans
• Maintain the audit universe and risk assessments
• Plan and execute business and technology audits
• Conduct audit testing and supervise fieldwork
• Document audit results according to IIA standards
• Prepare audit reports for executive management the Audit Committee and the Board
• Track and validate audit findings and corrective actions
• Build relationships with business Risk Compliance and Technology stakeholders
• Represent Internal Audit at governance committees
• Contribute to year-end financial audits

Benefits

• Flexible and agile working arrangements

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