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Retail Compliance and QC Analyst (Banking)
RUVacancy from Hirify RU, a list of Russian tech companies
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Job description
Text:
TL;DR
Retail Compliance and QC Analyst (Banking): Establishing and monitoring deposit compliance, quality control, and first-line risk management processes with an accent on federal and state regulations, RCSA, KRIs, KPIs, and deposit operations. Focus on testing controls, addressing audit findings, analyzing QC trends, and developing training materials for retail banking teams.
Location: Dallas, Texas 75219; work is typically performed in a corporate office setting
Company
Origin Bank provides retail banking services and operates in a regulated financial environment.
What you will do
- Establish and monitor deposit compliance, quality control, and first-line-of-defense processes.
- Track changes to federal, state, and local regulations and assess their impact on retail banking operations.
- Maintain RCSAs, KRIs, and KPIs to identify risks, measure performance, and support control improvements.
- Coordinate with retail operations, compliance, internal audit, operational risk, vendors, and partners to address findings and deficiencies.
- Test and document policy and procedure releases on the Deposit Origination platform.
- Compile management reports, identify QC trends, recommend improvements, and coach bankers on recurring challenges.
Requirements
- Expert-level knowledge of federal and state regulatory compliance and related laws.
- Bachelor’s degree from a four-year college or university, or five to seven years of senior-level compliance and quality control experience.
- Knowledge of deposit account requirements and retail banking policies and procedures.
- Experience with regulations and frameworks including FinCEN, BSA, FCRA, FDIC, OFAC, Reg CC, Reg DD, Reg E, Reg V, UDAP, privacy laws, and Dodd-Frank.
- Ability to work in the Dallas corporate office environment and occasionally travel.
- Professionalism, confidentiality, attention to detail, and ability to use secure financial systems and standard office equipment.
Nice to have
- Compliance experience at a large or regional bank subject to direct CFPB oversight and supervision.
Culture & Benefits
- People-first workplace focused on professional and personal development.
- Competitive total rewards package with compensation tailored to skills, experience, and education.
- Dream Manager program and access to certified health, wellness, and financial professionals.
- Dynamic, collaborative, and inclusive professional banking environment.
Hiring process
- After a conditional offer, pre-employment screening includes criminal background, credit, fingerprint, drug, OFAC, reference, employment, and education checks.
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