Senior Compliance Manager

Senior Compliance Manager
 Location: Spain, remote
 Mission
 Own and deliver the ECSPR authorisation for Spain (CNMV). Build a regulator-ready compliance framework and act as the single owner of the authorisation evidence pack.
 You will work closely with the CFO, COO, Product, Legal, and the Board.
 
 🔼 Key Responsibilities

•  ECSPR / CNMV Authorisation
•  Own the Spain authorisation compliance workstream end-to-end
•  Produce and maintain regulator-ready documentation, including:
•  Governance and 3 Lines of Defence
•  Compliance risk assessment and monitoring plan
•  Incident and complaints management
•  Outsourcing and third-party oversight
•  Conflicts of interest
•  Business continuity and operational resilience

 
 🔼 Compliance Management System
 Design and run compliance monitoring and control testing
 Produce compliance MI and board reporting
 Maintain an audit-ready evidence repository
 
 🔼 Product & Investor Protection
 Governance of customer communications and disclosures
 Appropriateness / knowledge assessment controls
 Change control for customer-facing documents and journeys
 
 🔼 AML/CFT Oversight
 Oversight of KYC, EDD, sanctions, and transaction monitoring (not MLRO)
 Escalation governance, QA sampling, and evidence tracking
 Periodic AML/CFT risk assessments (EU / Spain / UK)
 
 🔼 Banking, PSP & Third Parties
 Own compliance questionnaires and partner reviews
 Ongoing third-party oversight and issue management
 
 🔼 Requirements

•  6+ years in compliance or regulatory roles in financial services
•  Proven experience delivering authorisation-grade documentation
•  Strong understanding of EU regulatory frameworks; working knowledge of UK conduct expectations
•  Experience running compliance monitoring and testing programmes
•  Outsourcing and third-party oversight experience
•  Excellent drafting and stakeholder communication skills
•  English and Russian: fluent | Spanish: professional working proficiency
•  Independent, pragmatic, high-integrity operator

 
 🔼 Nice to Have

•  Direct ECSPR or crowdfunding experience
•  Exposure to Spanish regulatory environment / CNMV
•  ICA, CAMS or similar certifications
•  Fintech client funds and reconciliation exposure

 
 🔼 What We Offer
 Remote-first role
 Flexible working hours (GMT+2 to GMT+6)
 Flat, low-bureaucracy organisation
 High-impact role in a fast-growing company
 If you want it even tighter (LinkedIn-size) or tuned for senior / executive compliance profiles, say the word.
 
 📩 How to Apply
 If you think you’d be a good fit for the role, email at aidaborisovna0205@gmail.com or telegram Показать контакты