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14 дней назад

Consultant, Global Swap Dealer

Формат работы
onsite
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
Philippines
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Consultant, Global Swap Dealer (Financial Compliance): Supporting the Global Swap Dealer Compliance Program through governance administration, issue management, compliance reviews, policy maintenance, and regulatory examination coordination with an accent on CFTC and NFA regulatory requirements. Focus on performing trade reconstructions, tracking remediation, maintaining compliance documentation, and coordinating stakeholders across Compliance, Legal, Risk, Operations, and Technology.

Location: Manila, Philippines

Company

hirify.global provides wealth management, asset servicing, asset management, and banking services to institutional and individual clients worldwide.

What you will do

  • Support weekly, monthly, and quarterly governance meetings by preparing materials, maintaining committee charters, documenting minutes, and tracking action items.
  • Manage compliance issues from identification through closure, including remediation coordination and corrective-action validation.
  • Perform quarterly trade reconstruction reviews and recurring compliance reviews covering personnel tracking, complaints, surveillance reconciliations, recordkeeping, and quality control.
  • Maintain Swap Dealer policies and procedures in line with business processes and regulatory developments.
  • Support business continuity and disaster recovery testing, regulatory examinations, internal reviews, and audit activities.
  • Coordinate with Compliance, Legal, Risk, Operations, Technology, and business stakeholders on program initiatives and deliverables.

Requirements

  • 5–6 years of relevant experience in Compliance, Regulatory Risk, Audit, Financial Services, Governance, or a related field.
  • Knowledge of financial services regulations and compliance frameworks.
  • Experience with regulatory compliance programs, monitoring, testing, governance, or issue management is preferred.
  • Strong organizational, analytical, communication, and project-management skills.
  • Ability to independently manage multiple deadlines and deliver accurate work within established timelines.

Culture & Benefits

  • Flexible and collaborative work culture with a history of financial strength and stability.
  • Internal mobility is encouraged and senior leaders are accessible.
  • Inclusive workplace with reasonable accommodation support throughout the employment process.
  • Opportunities to contribute time and skills to community and philanthropic initiatives.
  • Work within hirify.global’s Manila office, a regional hub with diverse capabilities and more than 1,200 employees.

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