1 час назад
HONORS Program 2027 (Securities Law)
86 800 - 155 100$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
HONORS Program 2027 (Securities Law): Supporting FINRA Enforcement investigations and disciplinary decisions through legal research, evidence analysis, interviews, litigation preparation, and drafting legal documents with an accent on securities regulation, factual analysis, and legal writing. Focus on developing investigative and litigation strategies, synthesizing complex evidence, and preparing charging recommendations, settlements, complaints, and pre-hearing briefs under senior attorney supervision.
Location: New York, NY; hybrid work environment with defined in-person presence requirements.
Salary: $86,800–$155,100 per year for New York, NY.
Company
is a securities regulator focused on investor protection and financial market integrity.
What you will do
- Support Enforcement investigations and disciplinary matters under the supervision of senior attorneys and investigators.
- Conduct legal, procedural, sanctions, securities law, and brokerage regulation research.
- Review testimony, electronic communications, trade blotters, and other case evidence.
- Organize evidence, prepare factual summaries and oral presentations, and support interviews with customers and industry personnel.
- Draft sections of charging recommendation memoranda, settlement documents, complaints, and pre-hearing briefs.
- Support litigation preparation by identifying potential witnesses, exhibits, questioning strategies, and documents for production.
Requirements
- Recent graduate of a J.D. or L.L.M. program.
- Strong legal research, analytical, organizational, written, and oral communication skills.
- Ability to manage competing priorities, meet deadlines, collaborate effectively, and learn new skills.
- Professional demeanor, proactive approach, positive attitude, and strong work ethic.
- Passing the Bar is required to continue in the Honors Program beyond the first year.
- Appropriate licensure to practice law in applicable jurisdictions is required for an attorney position after completing the two-year program.
Nice to have
- Coursework or knowledge in securities law or brokerage regulations.
Culture & Benefits
- Hybrid collaboration with in-person and virtual work supporting ’s mission.
- Legal, financial, and leadership training throughout the program.
- Health, dental, vision, disability, life, and long-term care insurance options.
- 401(k) plan with company match and additional retirement contributions.
- Paid time off, personal and sick days, paid holidays, parental leave, volunteer days, tuition reimbursement, commuter benefits, and wellness programs.
- Employees must comply with investment restrictions, financial disclosure requirements, and securities account reporting obligations.
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