5 дней назад
Compliance Director (EU Regulatory Liaison)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Director (EU Regulatory Liaison) (Financial Services/AML): Leading Central Compliance Centers of Excellence and EU regulatory liaison activities from the London office with an accent on financial crime, policy management, core compliance, and AI-enabled process improvement. Focus on managing compliance officers, overseeing AML and sanctions programs, engaging with EU regulators, and designing scalable compliance controls across multiple jurisdictions.
Location: London, England, United Kingdom; the role is based in the London office
Company
Global multi-manager hedge fund investing across quantitative, tactical, fundamental equity, and discretionary macro and fixed-income strategies through internal and external portfolio manager teams.
What you will do
- Lead the UK and wider EU Regulatory Liaison function, coordinating local Compliance Officers and regulatory change activities.
- Manage multiple Central Compliance Centers of Excellence covering Financial Crime, Policy Management, and Core Compliance.
- Lead and develop a team of 3–4 compliance officers, including hiring, supervision, mentorship, and performance management.
- Oversee AML, financial crime, PEP and sanctions screening programs, regulatory filings, and related controls.
- Own the global Compliance Policies & Procedures framework and administer the Code of Ethics, conflicts, training, licensing, and certification programs.
- Drive the adoption of AI and compliance technology to improve workflows, reduce manual effort, and scale program delivery.
Requirements
- Bachelor’s degree or equivalent; an advanced degree is preferred.
- Progressive compliance experience in financial services, particularly asset management, hedge funds, or investment advisory environments.
- Leadership experience across AML/financial crime, policy management, and core compliance, including engagement with EU regulators such as the FCA.
- Strong knowledge of FATF, EU AML Directives, UK POCA, US BSA/AML, PEP and sanctions frameworks, Code of Ethics programs, and conflicts management.
- Proven people management, operational, process-improvement, analytical, judgment, and stakeholder communication skills.
- Strong written and verbal English communication skills are required for engagement with regulators, senior management, and internal stakeholders.
Nice to have
- SMF16/17 designation or experience with a Center of Excellence or center-led compliance model.
- Experience using AI tools and compliance technology platforms such as Microsoft Copilot or Power Automate.
- CAMS, ICA Diploma, or similar professional certification.
- Familiarity with multi-manager or alternative investment management models.
- Experience leading regulatory engagement and change management across multiple EU jurisdictions.
Culture & Benefits
- Collaborative, teamwork-oriented environment with opportunities to contribute ideas at all levels.
- Learning and educational offerings to support professional development.
- Opportunities to make an impact through internal networks, external partnerships, and service initiatives.
- Focus on innovation, continuous learning, inclusion, and purpose.
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