4 дня назад
Compliance Analyst (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Analyst (Fintech): Supporting regulatory compliance operations for a research-driven trading firm across Asia-Pacific markets with an accent on regulatory monitoring, policy development, AML procedures, and broker and exchange reviews. Focus on identifying changing compliance requirements, conducting internal reviews, and coordinating global compliance initiatives across trading and technology teams.
Location: Sydney, Australia
Company
is a research-driven trading firm that uses quantitative modeling, machine learning, engineering, proprietary systems, and algorithms to operate across global markets.
What you will do
- Support day-to-day compliance operations, monitoring, and review activities across the Asia-Pacific region.
- Monitor laws, rules, and regulations to identify new compliance requirements.
- Communicate with brokers and exchanges on trader registration, conduct reviews, and maintain records.
- Develop, maintain, and review compliance policies, procedures, training presentations, and related materials.
- Conduct periodic reviews of internal compliance and report results to management.
- Perform AML-related tasks and coordinate with regional compliance teams on global projects.
Requirements
- 1.5–4 years of experience in financial markets compliance at a trading firm, broker, regulator, exchange, or similar organization.
- Degree in Finance, Commerce, Business, Law, or a related discipline.
- Strong attention to detail, analytical skills, and problem-solving ability.
- Strong interpersonal, organizational, and time-management skills.
- Ability to work independently and collaboratively and communicate complex concepts clearly.
- Willingness to learn and take responsibility for assigned tasks and projects.
Culture & Benefits
- Work with an experienced APAC Compliance team and collaborate across trading, technology, and regional compliance functions.
- Contribute to compliance awareness, regulatory best practices, and the firm’s broader regulatory vision.
- Work in a research-driven environment focused on quantitative modeling, machine learning, engineering, and real-time market execution.
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