4 часа назад
Legal & Compliance - BXMA Compliance, AVP (AI)
135 000 - 200 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Legal & Compliance - BXMA Compliance, AVP (Private Investing, Trading, and AI): Managing compliance matters for private investing, open market trading, information flows, and conflict clearances with an accent on investment diligence, restricted-list maintenance, and policy implementation. Focus on coordinating cross-functional compliance processes, controlling confidential information through information walls, and improving workflows with AI-enabled tools and automation.
Location: Miami, United States
Expected annual base salary: $135,000–$200,000, plus discretionary bonuses and potential equity or other incentive compensation.
Company
is an alternative asset manager with investment strategies spanning real estate, private equity, credit, infrastructure, life sciences, growth equity, secondaries, and hedge funds.
What you will do
- Support compliance intake and diligence for direct and indirect investment opportunities across private commingled funds and accounts.
- Coordinate with external investment partners, BXMA investment teams, and other functions.
- Serve as a point of contact for potential investment targets and partners during investment diligence.
- Draft, implement, and maintain policies and procedures for new products and strategies.
- Perform trade compliance activities, maintain the restricted list, and support firm-wide conflict clearances.
- Manage and document confidential investment information flows under information wall policies and improve compliance workflows through AI and automation.
Requirements
- At least 4 years of experience at an asset manager, hedge fund, investment adviser, or other financial services organization involved in private and open market trading.
- Strong verbal and written communication, attention to detail, analytical ability, project management, and organizational skills.
- Ability to work independently, manage projects to completion, and collaborate effectively across legal, compliance, and investment teams.
- Familiarity with AI tools such as ChatGPT or Microsoft Copilot and responsible use of technology to improve compliance workflows, research, and documentation.
- Experience using automation tools to streamline processes, organize data, or improve reporting and monitoring.
Nice to have
- J.D. degree.
- Eligibility for securities licenses may apply depending on role responsibilities.
Culture & Benefits
- Collaborative Legal and Compliance team working closely with investment teams.
- Medical, dental, vision, and FSA benefits.
- Paid time off, life insurance, and a 401(k) plan.
- Discretionary bonuses, with potential equity and other incentive compensation for eligible employees.
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