6 часов назад
Associate Audit Director, Compliance Risk Management (Banking)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate Audit Director, Compliance Risk Management (Banking): Leading risk-based internal audits and compliance control evaluations for a banking organization with an accent on regulatory compliance, risk assessment, and audit quality. Focus on root cause analysis, issue remediation, audit reporting, data analytics, and building high-performing audit teams.
Location: Chandler, Arizona, United States; occasional travel required.
Company
is a nationwide banking organization and wholly owned subsidiary of Western Alliance Bancorporation, operating through multiple banking brands and mortgage services.
What you will do
- Plan, oversee, and report on risk-based audits supporting the annual and multi-year audit plan.
- Evaluate internal controls, banking processes, and compliance with federal and state banking regulations.
- Lead audit planning, testing, documentation, quality assessment, wrap-up, and use of Workiva/Wdesk.
- Present audit findings and risk assessments to senior leadership and support effective management action plans.
- Monitor issue remediation, validation testing, deadlines, extensions, and closure of audit findings.
- Hire, coach, develop, and manage Auditor and Senior Auditor professionals while coordinating with other audit teams and co-source partners.
Requirements
- 8+ years of experience in internal audit, risk management, regulatory compliance, or a related field.
- Bachelor’s degree in a related field.
- Intermediate to advanced knowledge of internal control analysis, risk assessment methodologies, COSO, IIA standards, FRB Supervisory Letter 13-1, GAAP, and/or Sarbanes-Oxley Sections 302/404.
- Advanced public speaking and written communication skills, with strong organization and time-management abilities.
- Intermediate knowledge of data analytics tools preferred.
- One relevant certification is required, such as CIA, CPA, Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, Credit Risk Certification, Certification in Control Self-Assessment, or Certification in Risk Management Assurance.
Culture & Benefits
- Medical and dental insurance.
- Paid time off and a 401(k) matching program.
- Tuition assistance and wellness programs.
- Employee volunteer program and company ownership opportunity.
- Opportunities for business and finance learning and professional development.
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